Compliance Consultant – Wealth Management Sector
Full job description
Real
Salary: £84,000 per year
Compliance Consultant required for a Compliance Consultancy to join the Wealth Management and Private Banking business.
Role: Compliance Consultant – Wealth Management / Private Banking
Company: Consultancy
Sector: Banking – Wealth Management / Private Banking
Location: London
Salary: £84,000 p/a to £85,000 p/a + Benefits + Bonus
You will providing solutions for small, medium and Tier 1 institutions on all compliance matters as an when required within the WM/PB space.
You will need to have:
A minimum of 4 years Regulatory Compliance Experience within Wealth Management and Private Banking
A strong understanding of the topics that affect the industry such as: TCF (Suitability / Transparency), CASS / Client Money, Training & Competency, Best Execution, RDR by way of example
Strong stake holder management skills
Strong communication skills
Presentable to clients
Strong written and analytical skills
Work that you will be involved with will cover but not limited to:
Drafting of new Compliance policies and procedures
Thematic Reviews
Risk Assessments
Implementing CASS & CRM, Compliance and Money Laundering initiatives
Regulatory Change projects
This role will allow you to gain a huge amount of experience working on different projects for different companies.
If you come from the big 4, regulator or a WM firm – I would be keen on speaking with you.
To apply for this job please visit definitejobs.co.uk.