Compliance Analyst

Compliance Analyst

Job Description

Our client is a UK Bank, looking to hire a Compliance Analyst, due to continued growth.

Role Profile

  • Deliver the Bank’s Compliance Monitoring Plan
  • Maintain the regulatory risk horizon scan
  • Maintaining the Compliance records (policies, procedures, logs, registers)
  • Support the Bank’s compliance risk management framework
  • Compliance reporting to the Risk Committee and BCRC
  • Support the UK GDPR compliance
  • Deliver trainings on compliance related topics


  • Own and manage the Compliance Monitoring Plan and complete the required Testing and maintain the Bank’s CMP Methodology and make summary recommendations for improvements.
  • Manage Regulatory Risk Horizon Tracker and undertake any related risk assessments.
  • Maintain compliance related logs and registers and provide updates through monthly Compliance Report.
  • Act as custodian of all Bank’s Policies, Regulatory documents, Committee Terms of Reference, Registers, Logs, and Procedures. Maintain compliance with review guidelines and dissemination.
  • Assist the DPO with UK GDPR compliance through management of data breach incidents, data subject requests, and other procedural matters.
  • Monitoring the ‘Compliance’ shared outlook mailbox and respond to requests for Compliance assistance.
  • Deliver compliance inductions for new joiners and periodic training to relevant staff on compliance related topics.
  • Qualifications & Training

    2/3 years Compliance experience in a Financial Services environment/team.

    Compliance qualifications

    Good Regulatory Knowledge

    Good IT skills – Office 365/Excel/PowerPoint

    Personal Attributes

    Attention to Detail / Diligent

    Highly Organised

    Good Time Management

    Results Focused

    Relationship Management skills


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