Compliance Analyst
Job Description
Our client is a UK Bank, looking to hire a Compliance Analyst, due to continued growth.
Role Profile
- Deliver the Bank’s Compliance Monitoring Plan
- Maintain the regulatory risk horizon scan
- Maintaining the Compliance records (policies, procedures, logs, registers)
- Support the Bank’s compliance risk management framework
- Compliance reporting to the Risk Committee and BCRC
- Support the UK GDPR compliance
- Deliver trainings on compliance related topics
Accountabilities
- Own and manage the Compliance Monitoring Plan and complete the required Testing and maintain the Bank’s CMP Methodology and make summary recommendations for improvements.
- Manage Regulatory Risk Horizon Tracker and undertake any related risk assessments.
- Maintain compliance related logs and registers and provide updates through monthly Compliance Report.
- Act as custodian of all Bank’s Policies, Regulatory documents, Committee Terms of Reference, Registers, Logs, and Procedures. Maintain compliance with review guidelines and dissemination.
- Assist the DPO with UK GDPR compliance through management of data breach incidents, data subject requests, and other procedural matters.
- Monitoring the ‘Compliance’ shared outlook mailbox and respond to requests for Compliance assistance.
- Deliver compliance inductions for new joiners and periodic training to relevant staff on compliance related topics.
- Qualifications & Training
2/3 years Compliance experience in a Financial Services environment/team.
Compliance qualifications
Good Regulatory Knowledge
Good IT skills – Office 365/Excel/PowerPoint
Personal Attributes
Attention to Detail / Diligent
Highly Organised
Good Time Management
Results Focused
Relationship Management skills
